Universal Market Integrity Rules

Results: 172



#Item
21Economy of Canada / Universal Market Integrity Rules

Rules Notice Notice of Approval UMIR and Dealer Member Rules Please distribute internally to: Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2014-11-13 10:31:04
22Securities / Business / Finance / Investment / Universal Market Integrity Rules / Financial economics / Financial regulation / Investment Industry Regulatory Organization of Canada

For further information, please contact: June Yee Manager, Corporate Communications[removed]removed]

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Source URL: www.iiroc.ca

Language: English - Date: 2014-12-11 11:21:05
23Financial regulation / Investment / Law / Self-regulatory organizations / Canadian law / Canadian securities regulation / Investment Industry Regulatory Organization of Canada / International Organization of Securities Commissions / Universal Market Integrity Rules / Finance / Financial economics / Business

The industry and markets we oversee should operate with high standards of fairness and integrity so that the confidence of all market Accordingly, a strong culture of compliance benefits investors and contributes signifi

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Source URL: www.iiroc.ca

Language: English - Date: 2014-09-08 09:04:56
24Universal Market Integrity Rules / Canada / Canadian Investor Protection Fund / Investment Industry Regulatory Organization of Canada / Mergers and acquisitions / Business / Finance / Economy of Canada

Investment Industry Regulatory Organization of Canada Management Discussion and Analysis IIROC 2013–2014 ANNUAL REPORT

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Source URL: www.iiroc.ca

Language: English - Date: 2014-09-08 09:04:30
25Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Canadian securities regulation / Instinet / TMX Group / TSX Venture Exchange / Economy of Canada / Canada / Toronto Stock Exchange

Rules Notice Technical UMIR Please distribute internally to: Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2014-09-29 09:56:04
26Financial statements / Fund accounting / Income statement / Balance sheet / Universal Market Integrity Rules / Net asset value / Cash flow statement / Amortization / Capital expenditure / Accountancy / Finance / Business

Financial Statements (in thousands of dollars) Investment Industry Regulatory Organization of Canada

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Source URL: www.iiroc.ca

Language: English - Date: 2014-09-08 09:22:38
27Investment / Universal Market Integrity Rules / High-frequency trading / Algorithmic trading / Dark liquidity / Trading strategy / Investment Industry Regulatory Organization of Canada / Trading room / Financial markets / Financial economics / Finance

Rules Notice Guidance Note UMIR Contact: Naomi Solomon

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Source URL: www.iiroc.ca

Language: English - Date: 2013-02-14 14:05:04
28Investment / Universal Market Integrity Rules / High-frequency trading / Algorithmic trading / Dark liquidity / Trading strategy / Investment Industry Regulatory Organization of Canada / Trading room / Market maker / Financial markets / Financial economics / Finance

Rules Notice Request for Comments UMIR Please distribute internally to: Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2013-02-14 14:50:03
29Financial markets / Stock market / Economy of Canada / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Futures contract / Order / Exchange-traded fund / Financial economics / Investment / Finance

Rules Advisory Committee Meeting

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Source URL: iiroc.ca

Language: English - Date: 2012-08-20 11:30:05
30Universal Market Integrity Rules / Canadian securities regulation / Trading room / Business / Financial economics / Finance / Economy of Canada

Rules Notice Request for Comments UMIR Contact: James E. Twiss

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Source URL: iiroc.ca

Language: English - Date: 2012-09-25 11:40:05
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